Wealth Management

CGI Wealth Management works with corporate and non-profit clients to help increase the effectiveness and to maximize their investment in retirement plan offerings.

Wealth Management that Fits Your Company’s Needs.

CGI helps build a complete retirement plan offering, provide a proven and effective fiduciary management process, educate and cultivate employee participation, and successfully monitor plan investments.

We know our clients are busy running their companies and their employees are working hard every day. As the economic outlook continues to shift in this ever-changing global marketplace, it’s becoming increasingly important to plan appropriately for the future. 401(k) and other retirement plans and benefits are an integral part of a company’s overall compensation plan.

Put our expertise to work for you. With over 50 years of combined experience in the Financial Services Industry, our team will help your company implement a plan that fits your exact needs.

Fiduciary Risk Management

A full suite of Tools

Good governance goes beyond fiduciary duties and encompasses all actions and decisions you undertake in your plan’s administration and management. With our full suite of risk management tools, CGI can perform co-fiduciary functions to manage your plan’s risk exposure and keep your plan up-to-date on the latest legislation and regulation.

  • CGI will provide a signature-ready investment policy statement incorporating the investment monitoring methodology and process.
  • Implement industry best practices to remain compliant with changing regulations.
  • CGI accepts 3(21) or 3(38) fiduciary status on the investment menu for all 401k advisory clients.
  • Investment committee education, training, and meeting facilitation.

Plan Investment Strategy

Unbiased and honest investment advice

CGI operates as an independent plan advisor, not a broker. This means you will receive unbiased and honest investment advice targeted to your organization and plan’s goals.

CGI actively monitors the investment menu every quarter using a comprehensive and objective investment monitoring system. Fund Monitoring reports are generated in-house, sent out quarterly, and reviewed with your investment committee as part of our consistent fund monitoring process.

Quarterly reporting includes investment score, performance, and recommended action for each investment. Investment decisions are documented and memorialized.

Plan Review & Participant Communication

An independent and objective evaluation process

Once a year, CGI will review plan trends, utilization, demographics, testing, retirement readiness, plan design, and fees to ensure the plan is operating as efficiently as possible and maximizing the benefit to the participants.

CGI uses an independent and objective evaluation process to benchmark your plan’s fees and services and compare the results to national and regional 401k plan providers as well as industry best practices.

CGI’s deep provider experience, access to top providers, and strong provider relationships drive custom-tailored strategies and optimal results for our clients.

Participant Communication and Education

Financial Wellness is a cornerstone of a productive workforce. CGI offers a series of financial and plan-related workshops for employees. Topics include plan highlights, budgeting, investing and insurance basics, and retirement planning strategies.

We offer group plan information sessions as needed as well as one-on-one support for plan participants.

Utilizing the Riskalyze risk assessment tool allows CGI to create customized portfolios to match everyone’s unique risk budget and profile.

BrokerCheck

A free tool to research the background and experience of financial brokers, advisers and firms.

BrokerCheck helps you make informed choices about brokers and brokerage firms-and provides easy access to investment adviser information.

BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both.

BrokerCheck gives you a snapshot of a broker’s employment history, regulatory actions, and investment-related licensing information, arbitrations, and complaints.

My Financial Answers

AN INFORMATIVE VIDEO

Please watch the presentation to learn more.

Securities and Investment Advisory Services offered through L.M Kohn & Co., Registered Broker/Dealer, Member FINRA/SIPC/MSRB 10151 Carver Rd, Suite 100 Cincinnati OH 45242. 800.478.0788

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